8640
PROPOSED STANDARD

Dynamic Subscription to YANG Events and Datastores over NETCONF

Authors: E. Voit, A. Clemm, A. Gonzalez Prieto, E. Nilsen-Nygaard, A. Tripathy
Date: September 2019
Area: ops
Working Group: netconf
Stream: IETF

Abstract

This document provides a Network Configuration Protocol (NETCONF) binding to the dynamic subscription capability of both subscribed notifications and YANG-Push.

RFC 8640: Dynamic Subscription to YANG Events and Datastores over NETCONF [RFC Home] [TEXT|PDF|HTML] [Tracker] [IPR] [Errata] [Info page]

PROPOSED STANDARD
Errata Exist
Internet Engineering Task Force (IETF)                           E. Voit
Request for Comments: 8640                                 Cisco Systems
Category: Standards Track                                       A. Clemm
ISSN: 2070-1721                                                Futurewei
                                                      A. Gonzalez Prieto
                                                               Microsoft
                                                       E. Nilsen-Nygaard
                                                             A. Tripathy
                                                           Cisco Systems
                                                          September 2019


    <span class="h1">Dynamic Subscription to YANG Events and Datastores over NETCONF</span>

Abstract

   This document provides a Network Configuration Protocol (NETCONF)
   binding to the dynamic subscription capability of both subscribed
   notifications and YANG-Push.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in <a href="./rfc7841#section-2">Section 2 of RFC 7841</a>.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   <a href="https://www.rfc-editor.org/info/rfc8640">https://www.rfc-editor.org/info/rfc8640</a>.


















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Copyright Notice

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   This document may contain material from IETF Documents or IETF
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   it for publication as an RFC or to translate it into languages other
   than English.

























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Table of Contents

   <a href="#section-1">1</a>. Introduction ....................................................<a href="#page-3">3</a>
   <a href="#section-2">2</a>. Terminology .....................................................<a href="#page-3">3</a>
   3. Compatibility with <create-subscription> as Defined in
      <a href="./rfc5277">RFC 5277</a> ........................................................<a href="#page-4">4</a>
   <a href="#section-4">4</a>. Mandatory XML, Event Stream, and Datastore Support ..............<a href="#page-4">4</a>
   <a href="#section-5">5</a>. NETCONF Connectivity and Dynamic Subscriptions ..................<a href="#page-4">4</a>
   <a href="#section-6">6</a>. Notification Messages ...........................................<a href="#page-5">5</a>
   <a href="#section-7">7</a>. Dynamic Subscriptions and RPC Error Responses ...................<a href="#page-5">5</a>
   <a href="#section-8">8</a>. Security Considerations .........................................<a href="#page-7">7</a>
   <a href="#section-9">9</a>. IANA Considerations .............................................<a href="#page-7">7</a>
   <a href="#section-10">10</a>. References .....................................................<a href="#page-7">7</a>
      <a href="#section-10.1">10.1</a>. Normative References ......................................<a href="#page-7">7</a>
      <a href="#section-10.2">10.2</a>. Informative References ....................................<a href="#page-8">8</a>
   <a href="#appendix-A">Appendix A</a>. Examples ...............................................<a href="#page-9">9</a>
     <a href="#appendix-A.1">A.1</a>. Event Stream Discovery ......................................<a href="#page-9">9</a>
     <a href="#appendix-A.2">A.2</a>. Dynamic Subscriptions ......................................<a href="#page-10">10</a>
     <a href="#appendix-A.3">A.3</a>. Subscription State Notifications ...........................<a href="#page-15">15</a>
     <a href="#appendix-A.4">A.4</a>. Filter Examples ............................................<a href="#page-17">17</a>
   Acknowledgments ...................................................<a href="#page-19">19</a>
   Authors' Addresses ................................................<a href="#page-19">19</a>

<span class="h2"><a class="selflink" id="section-1" href="#section-1">1</a>.  Introduction</span>

   This document specifies the binding of a stream of events that form
   part of a dynamic subscription to the Network Configuration Protocol
   (NETCONF) [<a href="./rfc6241" title=""Network Configuration Protocol (NETCONF)"">RFC6241</a>].  Dynamic subscriptions are defined in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].
   In addition, as [<a href="./rfc8641" title=""Subscription to YANG Notifications for Datastore Updates"">RFC8641</a>] is itself built upon [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>], this
   document enables a NETCONF client to request via a dynamic
   subscription, and receive, updates from a YANG datastore located on a
   NETCONF server.

   This document assumes that the reader is familiar with the
   terminology and concepts defined in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].

<span class="h2"><a class="selflink" id="section-2" href="#section-2">2</a>.  Terminology</span>

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   <a href="https://www.rfc-editor.org/bcp/bcp14">BCP 14</a> [<a href="./rfc2119" title=""Key words for use in RFCs to Indicate Requirement Levels"">RFC2119</a>] [<a href="./rfc8174" title=""Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words"">RFC8174</a>] when, and only when, they appear in all
   capitals, as shown here.

   The following terms are defined in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>]: dynamic subscription,
   event stream, notification message, publisher, receiver, subscriber,
   and subscription.  This document does not define any additional
   terms.



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<span class="h2"><a class="selflink" id="section-3" href="#section-3">3</a>.  Compatibility with <create-subscription> as Defined in <a href="./rfc5277">RFC 5277</a></span>

   A publisher is allowed to concurrently support dynamic subscription
   RPCs as defined in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>] at the same time as the
   <create-subscription> RPC defined in [<a href="./rfc5277" title=""NETCONF Event Notifications"">RFC5277</a>].  However, a single
   NETCONF transport session MUST NOT support both this specification
   and a subscription established by the <create-subscription> RPC
   defined in [<a href="./rfc5277" title=""NETCONF Event Notifications"">RFC5277</a>].  To protect against any attempts to use a
   single NETCONF transport session in this way:

   o  A solution MUST reply with the <rpc-error> element [<a href="./rfc6241" title=""Network Configuration Protocol (NETCONF)"">RFC6241</a>]
      containing the "error-tag" value of "operation-not-supported" if a
      <create-subscription> RPC is received on a NETCONF session where
      an established subscription per [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>] exists.

   o  A solution MUST reply with the <rpc-error> element [<a href="./rfc6241" title=""Network Configuration Protocol (NETCONF)"">RFC6241</a>]
      containing the "error-tag" value of "operation-not-supported" if
      an "establish-subscription" request has been received on a NETCONF
      session where the <create-subscription> RPC [<a href="./rfc5277" title=""NETCONF Event Notifications"">RFC5277</a>] has
      successfully created a subscription.

   If a publisher supports this specification but not subscriptions via
   [<a href="./rfc5277" title=""NETCONF Event Notifications"">RFC5277</a>], the publisher MUST NOT advertise
   "urn:ietf:params:netconf:capability:notification:1.0".

<span class="h2"><a class="selflink" id="section-4" href="#section-4">4</a>.  Mandatory XML, Event Stream, and Datastore Support</span>

   The "encode-xml" feature of [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>] MUST be supported.  This
   indicates that XML is a valid encoding for RPCs, state change
   notifications, and subscribed content.

   A NETCONF publisher supporting event stream subscription via
   [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>] MUST support the "NETCONF" event stream identified in that
   document.

<span class="h2"><a class="selflink" id="section-5" href="#section-5">5</a>.  NETCONF Connectivity and Dynamic Subscriptions</span>

   Management of dynamic subscriptions occurs via RPCs as defined in
   [<a href="./rfc8641" title=""Subscription to YANG Notifications for Datastore Updates"">RFC8641</a>] and [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].  For a dynamic subscription, if the NETCONF
   session involved with the "establish-subscription" terminates, the
   subscription MUST be terminated.

   For a dynamic subscription, any "modify-subscription",
   "delete-subscription", or "resync-subscription" RPCs MUST be sent
   using the same NETCONF session upon which the referenced subscription
   was established.





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<span class="h2"><a class="selflink" id="section-6" href="#section-6">6</a>.  Notification Messages</span>

   Notification messages transported over NETCONF MUST be encoded in a
   <notification> message as defined in <a href="./rfc5277#section-4">[RFC5277], Section 4</a>.  And per
   the <eventTime> object definition provided in [<a href="./rfc5277" title=""NETCONF Event Notifications"">RFC5277</a>], <eventTime>
   is populated with the event occurrence time.

   For dynamic subscriptions, all notification messages MUST use the
   NETCONF transport session used by the "establish-subscription" RPC.

<span class="h2"><a class="selflink" id="section-7" href="#section-7">7</a>.  Dynamic Subscriptions and RPC Error Responses</span>

   When an RPC error occurs as defined in <a href="./rfc8639#section-2.4.6">[RFC8639], Section 2.4.6</a> and
   <a href="./rfc8641#appendix-A">[RFC8641], Appendix A</a>, the NETCONF RPC reply MUST include an
   <rpc-error> element per [<a href="./rfc6241" title=""Network Configuration Protocol (NETCONF)"">RFC6241</a>] with the error information
   populated as follows:

   o  An "error-type" node of "application".

   o  An "error-tag" node, where the value is a string that corresponds
      to an identity associated with the error.  For the mechanisms
      specified in this document, this "error-tag" will correspond to
      the error identities in either (1) <a href="./rfc8639#section-2.4.6">[RFC8639], Section 2.4.6</a>, for
      general subscription errors:

         error identity          uses error-tag
         ----------------------  -----------------------
         dscp-unavailable        invalid-value
         encoding-unsupported    invalid-value
         filter-unsupported      invalid-value
         insufficient-resources  resource-denied
         no-such-subscription    invalid-value
         replay-unsupported      operation-not-supported

      or (2) <a href="./rfc8641#appendix-A.1">[RFC8641], Appendix A.1</a>, for subscription errors specific
      to YANG datastores:

         error identity               uses error-tag
         ---------------------------  -----------------------
         cant-exclude                 operation-not-supported
         datastore-not-subscribable   invalid-value
         no-such-subscription-resync  invalid-value
         on-change-unsupported        operation-not-supported
         on-change-sync-unsupported   operation-not-supported
         period-unsupported           invalid-value
         update-too-big               too-big
         sync-too-big                 too-big
         unchanging-selection         operation-failed



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   o  An "error-severity" of "error" (this MAY be included).

   o  An "error-app-tag" node, where the value is a string that
      corresponds to an identity associated with the error, as defined
      in <a href="./rfc8639#section-2.4.6">[RFC8639], Section 2.4.6</a> for general subscriptions and
      <a href="./rfc8641#appendix-A.1">[RFC8641], Appendix A.1</a> for datastore subscriptions.  The specific
      identity to use depends on the RPC for which the error occurred.
      Each error identity will be inserted as the "error-app-tag"
      following the form <modulename>:<identityname>.  An example of
      such a valid encoding would be
      "ietf-subscribed-notifications:no-such-subscription".  Viable
      errors for different RPCs are as follows:

         RPC                     has base identity
         ----------------------  ----------------------------
         establish-subscription  establish-subscription-error
         modify-subscription     modify-subscription-error
         delete-subscription     delete-subscription-error
         kill-subscription       delete-subscription-error
         resync-subscription     resync-subscription-error

   o  In the case of error responses to an "establish-subscription" or
      "modify-subscription" request, there is the option of including an
      "error-info" node.  This node may contain XML-encoded data with
      hints for parameter settings that might lead to successful RPC
      requests in the future.  The yang-data structures from [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>]
      and [<a href="./rfc8641" title=""Subscription to YANG Notifications for Datastore Updates"">RFC8641</a>] that may be returned are as follows:

      establish-subscription returns hints in yang-data structure
      ---------------------- -------------------------------------------
      target: event stream   establish-subscription-stream-error-info
      target: datastore      establish-subscription-datastore-error-info

      modify-subscription    returns hints in yang-data structure
      ---------------------- ----------------------------------------
      target: event stream   modify-subscription-stream-error-info
      target: datastore      modify-subscription-datastore-error-info

      The yang-data included in "error-info" SHOULD NOT include the
      optional leaf "reason", as such a leaf would be redundant with
      information that is already placed in the "error-app-tag".

   In the case of an RPC error resulting from a "delete-subscription",
   "kill-subscription", or "resync-subscription" request, no
   "error-info" needs to be included, as the "subscription-id" is the
   only RPC input parameter and no hints regarding this RPC input
   parameter need to be provided.




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<span class="h2"><a class="selflink" id="section-8" href="#section-8">8</a>.  Security Considerations</span>

   This document does not introduce additional security considerations
   for dynamic subscriptions beyond those discussed in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].  But
   there is one consideration worthy of more refinement based on the
   connection-oriented nature of NETCONF.  Specifically, if a buggy or
   compromised NETCONF subscriber sends a number of "establish-
   subscription" requests, then these subscriptions accumulate and may
   use up system resources.  In such a situation, subscriptions MAY be
   terminated by terminating the underlying NETCONF session.  The
   publisher MAY also suspend or terminate a subset of the active
   subscriptions on that NETCONF session in order to reclaim resources
   and preserve normal operation for the other subscriptions.

<span class="h2"><a class="selflink" id="section-9" href="#section-9">9</a>.  IANA Considerations</span>

   This document has no IANA actions.

<span class="h2"><a class="selflink" id="section-10" href="#section-10">10</a>.  References</span>

<span class="h3"><a class="selflink" id="section-10.1" href="#section-10.1">10.1</a>.  Normative References</span>

   [<a id="ref-RFC2119">RFC2119</a>]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", <a href="https://www.rfc-editor.org/bcp/bcp14">BCP 14</a>, <a href="./rfc2119">RFC 2119</a>,
              DOI 10.17487/RFC2119, March 1997,
              <<a href="https://www.rfc-editor.org/info/rfc2119">https://www.rfc-editor.org/info/rfc2119</a>>.

   [<a id="ref-RFC5277">RFC5277</a>]  Chisholm, S. and H. Trevino, "NETCONF Event
              Notifications", <a href="./rfc5277">RFC 5277</a>, DOI 10.17487/RFC5277, July 2008,
              <<a href="https://www.rfc-editor.org/info/rfc5277">https://www.rfc-editor.org/info/rfc5277</a>>.

   [<a id="ref-RFC6241">RFC6241</a>]  Enns, R., Ed., Bjorklund, M., Ed., Schoenwaelder, J., Ed.,
              and A. Bierman, Ed., "Network Configuration Protocol
              (NETCONF)", <a href="./rfc6241">RFC 6241</a>, DOI 10.17487/RFC6241, June 2011,
              <<a href="https://www.rfc-editor.org/info/rfc6241">https://www.rfc-editor.org/info/rfc6241</a>>.

   [<a id="ref-RFC8174">RFC8174</a>]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in
              <a href="./rfc2119">RFC 2119</a> Key Words", <a href="https://www.rfc-editor.org/bcp/bcp14">BCP 14</a>, <a href="./rfc8174">RFC 8174</a>,
              DOI 10.17487/RFC8174, May 2017,
              <<a href="https://www.rfc-editor.org/info/rfc8174">https://www.rfc-editor.org/info/rfc8174</a>>.

   [<a id="ref-RFC8639">RFC8639</a>]  Voit, E., Clemm, A., Gonzalez Prieto, A., Nilsen-Nygaard,
              E., and A. Tripathy, "Subscription to YANG Notifications",
              <a href="./rfc8639">RFC 8639</a>, DOI 10.17487/RFC8639, September 2019,
              <<a href="https://www.rfc-editor.org/info/rfc8639">https://www.rfc-editor.org/info/rfc8639</a>>.






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   [<a id="ref-RFC8641">RFC8641</a>]  Clemm, A. and E. Voit, "Subscription to YANG Notifications
              for Datastore Updates", <a href="./rfc8641">RFC 8641</a>, DOI 10.17487/RFC8641,
              September 2019, <<a href="https://www.rfc-editor.org/info/rfc8641">https://www.rfc-editor.org/info/rfc8641</a>>.

   [<a id="ref-W3C.REC-xml-20081126">W3C.REC-xml-20081126</a>]
              Bray, T., Paoli, J., Sperberg-McQueen, M., Maler, E., and
              F. Yergeau, "Extensible Markup Language (XML) 1.0 (Fifth
              Edition)", World Wide Web Consortium Recommendation
              REC-xml-20081126, November 2008,
              <<a href="https://www.w3.org/TR/2008/REC-xml-20081126">https://www.w3.org/TR/2008/REC-xml-20081126</a>>.

<span class="h3"><a class="selflink" id="section-10.2" href="#section-10.2">10.2</a>.  Informative References</span>

   [<a id="ref-RFC8347">RFC8347</a>]  Liu, X., Ed., Kyparlis, A., Parikh, R., Lindem, A., and M.
              Zhang, "A YANG Data Model for the Virtual Router
              Redundancy Protocol (VRRP)", <a href="./rfc8347">RFC 8347</a>,
              DOI 10.17487/RFC8347, March 2018,
              <<a href="https://www.rfc-editor.org/info/rfc8347">https://www.rfc-editor.org/info/rfc8347</a>>.

   [<a id="ref-XPATH">XPATH</a>]    Clark, J. and S. DeRose, "XML Path Language (XPath)
              Version 1.0", November 1999,
              <<a href="https://www.w3.org/TR/1999/REC-xpath-19991116">https://www.w3.org/TR/1999/REC-xpath-19991116</a>>.





























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<span class="h2"><a class="selflink" id="appendix-A" href="#appendix-A">Appendix A</a>.  Examples</span>

   This appendix is non-normative.  Additionally, the subscription "id"
   values of 22, 23, 39, and 99 used below are just examples.  In
   production, the actual values of "id" might not be small integers.

<span class="h3"><a class="selflink" id="appendix-A.1" href="#appendix-A.1">A.1</a>.  Event Stream Discovery</span>

   As defined in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>], an event stream exposes a continuous set of
   events available for subscription.  A NETCONF client can retrieve the
   list of available event streams from a NETCONF publisher using the
   <get> operation against the top-level "streams" container defined in
   <a href="./rfc8639#section-3.1">[RFC8639], Section 3.1</a>.

   The following XML example [<a href="#ref-W3C.REC-xml-20081126">W3C.REC-xml-20081126</a>] illustrates the
   retrieval of the list of available event streams:

<rpc message-id="101"
  xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  <get>
    <filter type="subtree">
      <streams
     xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"/>
    </filter>
  </get>
</rpc>

          Figure 1: <get> Request for Retrieval of Event Streams

   After such a request, the NETCONF publisher returns a list of
   available event streams as well as additional information that might
   exist in the container.



















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<span class="h3"><a class="selflink" id="appendix-A.2" href="#appendix-A.2">A.2</a>.  Dynamic Subscriptions</span>

<span class="h4"><a class="selflink" id="appendix-A.2.1" href="#appendix-A.2.1">A.2.1</a>.  Establishing Dynamic Subscriptions</span>

   Figure 2 shows two successful "establish-subscription" RPC requests
   as per [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].  The first request is given a subscription "id"
   of 22, and the second is given an "id" of 23.

              +------------+                 +-----------+
              | Subscriber |                 | Publisher |
              +------------+                 +-----------+
                    |                              |
                    |    Capability Exchange       |
                    |<---------------------------->|
                    |                              |
                    |                              |
                    |    establish-subscription    |
                    |----------------------------->|  (a)
                    | RPC Reply: OK, id = 22       |
                    |<-----------------------------|  (b)
                    |                              |
                    | notification message (for 22)|
                    |<-----------------------------|
                    |                              |
                    |                              |
                    |    establish-subscription    |
                    |----------------------------->|
                    | notification message (for 22)|
                    |<-----------------------------|
                    | RPC Reply: OK, id = 23       |
                    |<-----------------------------|
                    |                              |
                    |                              |
                    | notification message (for 22)|
                    |<-----------------------------|
                    | notification message (for 23)|
                    |<-----------------------------|
                    |                              |

          Figure 2: Multiple Subscriptions over a NETCONF Session











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   To provide examples of the information being transported, example
   messages for interactions (a) and (b) in Figure 2 are detailed below
   (Figures 3 and 4):

<rpc message-id="102" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  <establish-subscription
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
    <stream-xpath-filter xmlns:ex="https://example.com/events">
      /ex:foo/
    </stream-xpath-filter>
    <stream>NETCONF</stream>
    <dscp>10</dscp>
  </establish-subscription>
</rpc>

              Figure 3: "establish-subscription" Request (a)

   As the NETCONF publisher was able to fully satisfy the request (a),
   the publisher sends the subscription "id" of the accepted
   subscription in its reply message (b):

  <rpc-reply message-id="102"
    xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
    <id
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
      22
    </id>
  </rpc-reply>

            Figure 4: A Successful "establish-subscription" (b)





















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   If the NETCONF publisher had not been able to fully satisfy the
   request or the subscriber has no authorization to establish the
   subscription, the publisher would have sent an RPC error response.
   For instance, if the "dscp" value of 10 asserted by the subscriber in
   Figure 3 proved unacceptable, the publisher may have returned:

   <rpc-reply message-id="102"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
     <rpc-error>
      <error-type>application</error-type>
      <error-tag>invalid-value</error-tag>
      <error-severity>error</error-severity>
      <error-app-tag>
        ietf-subscribed-notifications:dscp-unavailable
      </error-app-tag>
     </rpc-error>
   </rpc-reply>

            Figure 5: An Unsuccessful "establish-subscription"

   The subscriber can use this information in future attempts to
   establish a subscription.

<span class="h4"><a class="selflink" id="appendix-A.2.2" href="#appendix-A.2.2">A.2.2</a>.  Modifying Dynamic Subscriptions</span>

   An existing subscription may be modified.  The following exchange
   shows a negotiation of such a modification via several exchanges
   between a subscriber and a publisher.  This negotiation consists of a
   failed RPC modification request/response followed by a
   successful one.





















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              +------------+                 +-----------+
              | Subscriber |                 | Publisher |
              +------------+                 +-----------+
                    |                              |
                    | notification message (for 23)|
                    |<-----------------------------|
                    |                              |
                    | modify-subscription (id = 23)|
                    |----------------------------->|  (c)
                    | RPC error (with hint)        |
                    |<-----------------------------|  (d)
                    |                              |
                    | modify-subscription (id = 23)|
                    |----------------------------->|
                    | RPC Reply: OK                |
                    |<-----------------------------|
                    |                              |
                    | notification message (for 23)|
                    |<-----------------------------|
                    |                              |

   Figure 6: Interaction Model for Successful Subscription Modification

   If the subscription being modified in Figure 6 is a datastore
   subscription as per [<a href="./rfc8641" title=""Subscription to YANG Notifications for Datastore Updates"">RFC8641</a>], the modification request made in (c)
   may look like that shown in Figure 7.  As can be seen, the
   modifications being attempted are the application of a new XPath
   filter as well as the setting of a new periodic time interval.

<rpc message-id="303"
  xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
  <modify-subscription
       xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications"
       xmlns:yp="urn:ietf:params:xml:ns:yang:ietf-yang-push">
    <id>23</id>
    <yp:datastore-xpath-filter xmlns:ex="https://example.com/datastore">
        /ex:foo/ex:bar
    </yp:datastore-xpath-filter>
    <yp:periodic>
      <yp:period>500</yp:period>
    </yp:periodic>
  </modify-subscription>
</rpc>

              Figure 7: Subscription Modification Request (c)






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   If the NETCONF publisher can satisfy both changes, the publisher
   sends a positive result for the RPC.  If the NETCONF publisher cannot
   satisfy either of the proposed changes, the publisher sends an RPC
   error response (d).  Figure 8 shows an example RPC error response for
   (d) that includes a hint.  This hint is an alternative time period
   value that might have resulted in a successful modification:

   <rpc-reply message-id="303"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
     <rpc-error>
       <error-type>application</error-type>
       <error-tag>invalid-value</error-tag>
       <error-severity>error</error-severity>
       <error-app-tag>
           ietf-yang-push:period-unsupported
       </error-app-tag>
       <error-info>
         <modify-subscription-datastore-error-info
             xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-push">
           <period-hint>
               3000
           </period-hint>
         </modify-subscription-datastore-error-info>
       </error-info>
     </rpc-error>
   </rpc-reply>

           Figure 8: "modify-subscription" Failure with Hint (d)

<span class="h4"><a class="selflink" id="appendix-A.2.3" href="#appendix-A.2.3">A.2.3</a>.  Deleting Dynamic Subscriptions</span>

   Figure 9 demonstrates the deletion of a subscription.  This
   subscription may have been to either a stream or a datastore.

  <rpc message-id="103"
    xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
    <delete-subscription
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
      <id>22</id>
    </delete-subscription>
  </rpc>

                      Figure 9: "delete-subscription"








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   If the NETCONF publisher can satisfy the request, the publisher
   returns a reply indicating success.

   If the NETCONF publisher cannot satisfy the request, the publisher
   sends an <rpc-error> element indicating that the modification didn't
   work.  Figure 10 shows a valid response for an existing valid
   subscription "id", but that subscription "id" was created on a
   different NETCONF transport session:

   <rpc-reply message-id="103"
     xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
     <rpc-error>
       <error-type>application</error-type>
       <error-tag>invalid-value</error-tag>
       <error-severity>error</error-severity>
       <error-app-tag>
           ietf-subscribed-notifications:no-such-subscription
       </error-app-tag>
     </rpc-error>
   </rpc-reply>

             Figure 10: An Unsuccessful "delete-subscription"

<span class="h3"><a class="selflink" id="appendix-A.3" href="#appendix-A.3">A.3</a>.  Subscription State Notifications</span>

   A publisher will send subscription state notifications for dynamic
   subscriptions according to the definitions in [<a href="./rfc8639" title=""Subscription to YANG Notifications"">RFC8639</a>].

<span class="h4"><a class="selflink" id="appendix-A.3.1" href="#appendix-A.3.1">A.3.1</a>.  "subscription-modified"</span>

   As per <a href="./rfc8639#section-2.7.2">Section 2.7.2 of [RFC8639]</a>, a "subscription-modified" might be
   sent over NETCONF if the definition of a configured filter changes.
   A subscription state notification encoded in XML would look like:

<notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
  <eventTime>2007-09-01T10:00:00Z</eventTime>
  <subscription-modified
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
    <id>39</id>
    <stream-xpath-filter xmlns:ex="https://example.com/events">
      /ex:foo
    </stream-xpath-filter>
    <stream>NETCONF</stream>
  </subscription-modified>
</notification>

    Figure 11: "subscription-modified" Subscription State Notification




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<span class="h4"><a class="selflink" id="appendix-A.3.2" href="#appendix-A.3.2">A.3.2</a>.  "subscription-resumed" and "replay-complete"</span>

   A "subscription-resumed" would look like:

  <notification
    xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
    <eventTime>2007-09-01T10:00:00Z</eventTime>
    <subscription-resumed
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
      <id>39</id>
    </subscription-resumed>
  </notification>

              Figure 12: "subscription-resumed" Notification

   The "replay-complete" is virtually identical, with "subscription-
   resumed" simply being replaced by "replay-complete".

<span class="h4"><a class="selflink" id="appendix-A.3.3" href="#appendix-A.3.3">A.3.3</a>.  "subscription-terminated" and "subscription-suspended"</span>

   A "subscription-terminated" would look like:

  <notification
    xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
    <eventTime>2007-09-01T10:00:00Z</eventTime>
    <subscription-terminated
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
      <id>39</id>
      <reason>
         suspension-timeout
      </reason>
    </subscription-terminated>
  </notification>

   Figure 13: "subscription-terminated" Subscription State Notification

   The "subscription-suspended" is virtually identical, with
   "subscription-terminated" simply being replaced by "subscription-
   suspended".












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<span class="h3"><a class="selflink" id="appendix-A.4" href="#appendix-A.4">A.4</a>.  Filter Examples</span>

   This appendix provides examples that illustrate both XPath and
   subtree methods of filtering event record contents.  The examples are
   based on the YANG notification "vrrp-protocol-error-event" as defined
   per the ietf-vrrp YANG data model in [<a href="./rfc8347" title=""A YANG Data Model for the Virtual Router Redundancy Protocol (VRRP)"">RFC8347</a>].  Event records based
   on this specification that are generated by the publisher might
   appear as:

  <notification xmlns="urn:ietf:params:xml:ns:netconf:notification:1.0">
    <eventTime>2018-09-14T08:22:33.44Z</eventTime>
    <vrrp-protocol-error-event
         xmlns="urn:ietf:params:xml:ns:yang:ietf-vrrp">
       <protocol-error-reason>checksum-error</protocol-error-reason>
    </vrrp-protocol-error-event>
  </notification>

             Figure 14: Example VRRP Notification per <a href="./rfc8347">RFC 8347</a>

   Suppose that a subscriber wanted to establish a subscription that
   only passes instances of event records where there is a
   "checksum-error" as part of a Virtual Router Redundancy Protocol
   (VRRP) protocol event.  Also, assume that the publisher places such
   event records into the NETCONF stream.  To get a continuous series of
   matching event records, the subscriber might request the application
   of an XPath filter against the NETCONF stream.  An "establish-
   subscription" RPC to meet this objective might be:

 <rpc message-id="601" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
   <establish-subscription
     xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
     <stream>NETCONF</stream>
     <stream-xpath-filter xmlns="urn:ietf:params:xml:ns:yang:ietf-vrrp">
       /vrrp-protocol-error-event[
          vrrp:protocol-error-reason="vrrp:checksum-error"]
     </stream-xpath-filter>
   </establish-subscription>
 </rpc>

       Figure 15: Establishing a Subscription Error Reason via XPath

   For more examples of XPath filters, see [<a href="#ref-XPATH" title=""XML Path Language (XPath) Version 1.0"">XPATH</a>].









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   Suppose that the "establish-subscription" in Figure 15 was accepted.
   And suppose that a subscriber decided later on that they wanted to
   broaden this subscription to cover all VRRP protocol events (i.e.,
   not just those with a "checksum-error").  The subscriber might
   attempt to modify the subscription in a way that replaces the XPath
   filter with a subtree filter that sends all VRRP protocol events to a
   subscriber.  Such a "modify-subscription" RPC might look like:

 <rpc message-id="602" xmlns="urn:ietf:params:xml:ns:netconf:base:1.0">
   <modify-subscription
      xmlns="urn:ietf:params:xml:ns:yang:ietf-subscribed-notifications">
     <id>99</id>
     <stream-subtree-filter>
      <vrrp-protocol-error-event
             xmlns="urn:ietf:params:xml:ns:yang:ietf-vrrp"/>
     </stream-subtree-filter>
   </modify-subscription>
 </rpc>

               Figure 16: Example "modify-subscription" RPC

   For more examples of subtree filters, see <a href="./rfc6241#section-6.4">[RFC6241], Section 6.4</a>.





























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Acknowledgments

   We wish to acknowledge the helpful contributions, comments, and
   suggestions that were received from Andy Bierman, Yan Gang, Sharon
   Chisholm, Hector Trevino, Peipei Guo, Susan Hares, Tim Jenkins,
   Balazs Lengyel, Martin Bjorklund, Mahesh Jethanandani, Kent Watsen,
   Qin Wu, and Guangying Zheng.

Authors' Addresses

   Eric Voit
   Cisco Systems

   Email: [email protected]


   Alexander Clemm
   Futurewei

   Email: [email protected]


   Alberto Gonzalez Prieto
   Microsoft

   Email: [email protected]


   Einar Nilsen-Nygaard
   Cisco Systems

   Email: [email protected]


   Ambika Prasad Tripathy
   Cisco Systems

   Email: [email protected]













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Additional Resources